Regulatory Exam Types

Employees are often told that they need to be trained on various topics and keep documentation on everything they do because it is required by the regulations and the examiners will be looking for it when the time comes. Employees that are new to the banking industry may not understand the why behind what they are told to do. Regulatory exams can be quite confusing as there is a multitude of different examinations for various things that occur at the bank. It is important for all bank employees to know what the bank is examined on so that they understand why they are learning the things they are and the purpose behind all the documentation.

Course Learning Objectives

By taking this online Regulatory Exam Types course, the user will learn to:

• List each of the exams that banks are subject to
• Understand the different documents, laws, and areas within the bank that are reviewed for each exam type
• Know the different rating systems for each exam

Course Outline

This online Regulatory Exam Types course is made up of the following sections:

1. Overview
2. Safety & Soundness
3. Information Technology (IT)
4. Bank Secrecy Act
5. Compliance
6. Community Reinvestment Act
7. Trust

Course Audience

This Regulatory Exam Types online training course was designed for bank employees.

If you have any concerns as to whether this course is appropriate for you or your industry, please browse our full selection of online courses.